LAW330 Finance Law (8)

This subject examines the statutory environment of banking and financial businesses, and the law affecting relationships between bankers and their customers.  It covers the legal relationship between participants in financial transactions, including creditors.  The subject also includes a detailed analysis of negotiable instruments and other common financial instruments and securities, including the securities legislation. It identifies issues for financial advisors and examines issues in corporate finance, electronic banking and commerce.

Subject Outlines
Current CSU students can view Subject Outlines for recent sessions. Please note that Subject Outlines and assessment tasks are updated each session.


Session 1 (30)
Bathurst Campus

Continuing students should consult the SAL for current offering details: LAW330. Where differences exist between the Handbook and the SAL, the SAL should be taken as containing the correct subject offering details.

Subject Information

Grading System



One session


School of Accounting and Finance

Learning Outcomes

Upon successful completion of this subject, students should:
  • be able to identify the sources and content of the law governing the Australian financial system;
  • be able to demonstrate knowledge of the law relating to financial transactions, the fiduciary relationship, contracts and institutional compliance;
  • be able to critically evaluate the law relating to financial advising, lending and trusts;
  • be able to describe the law relating to securities and negotiable instruments and apply the relevant legislation; and
  • be able to critically evaluate legal issues within the area of electronic transactions and banking.


This subject will cover the following topics:
  • statutory control of authorised (financial) deposit taking institutions;
  • rights and duties in banker-customer relationships;
  • negotiable instruments and clearing systems;
  • the law relating to securities;
  • trusts and financial advising;
  • the law relating to equity and debt finance; and
  • electronic banking.


Current Students

For any enquiries about subject selection or course structure please contact Student Central or or phone on 1800 275 278.

Prospective Students

For further information about Charles Sturt University, or this course offering, please contact info.csu on 1800 275 278 (free call within Australia) or enquire online.

The information contained in the 2018 CSU Handbook was accurate at the date of publication: August 2018. The University reserves the right to vary the information at any time without notice.